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William Spencer is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8701 Bee Caves Road, Suite 300, Austin, TX, 78746
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2001Settled
Other Business Activities
William is an officer of Daisybully LLC, a real estate property management company, since March 2023. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 1999 - June 2009 · 9 yrs 7 mos
Citigroup Global Markets INC.
November 1999 - June 2009 · 9 yrs 7 mos
Olde Discount CorporationBroker
April 1995 - December 1999 · 4 yrs 8 mos
State Registrations38 states
AKALARAZCACOCTDCFLGAIAIDILINKSLAMDMNMOMSMTNCNENJNMNVNYOHOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.