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Dean Matz

Ameriprise Financial Services, LLC
31 Years of Experience
Tacoma, WA
1 DisclosureBroker
View SEC Summary
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Dean Matz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tacoma, WA, with 31 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2702 S 42nd St, Ste 204, Tacoma, WA, 98409-7322

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dean is involved in business ownership activities, dedicating minimal time to them. The specific nature of the business is not provided.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1995 - Present · 31 yrs 1 mo
Ameriprise Financial Services, LLC
August 1995 - Present · 31 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 1995 - Present · 31 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 1995 - July 2006 · 10 yrs 11 mos
State Registrations17 states
AKALAZCAFLHIIDILLAMDMTNMORTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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