JH
JH

John Harley

30 Years of Experience
Los Angeles, CA
Broker

John Harley is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John owns Long Ridge Group LLC, a personal vacation home, and ACC Partners LLC, a self-directed IRA to invest in real estate; both require minimal time. He is also a co-owner of Pentagon Partners, LLC, passively investing in privately held companies.

Employment History
Current Registrations
Capital Client Group, INC.
April 2013 - Present · 13 yrs 1 mo
Capital Client Group, INC.
May 2012 - Present · 14 yrs
Capital Client Group, INC.Broker
May 2012 - Present · 14 yrs
Previous Registrations
Invesco Advisers, INC.
January 2010 - May 2012 · 2 yrs 4 mos
Invesco Aim Private Asset Management, INC.
June 2002 - January 2010 · 7 yrs 7 mos
Invesco Distributors, INC.Broker
January 2000 - May 2012 · 12 yrs 4 mos
Bear, Stearns & CO. INC.Broker
September 1999 - January 2000 · 4 mos
Oppenheimerfunds Distributor, INC.Broker
October 1995 - August 1999 · 3 yrs 10 mos
State Registrations16 states
CACTDCDEFLGAMAMDMINCNJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.