Lester Brol is a CFA-designated registered investment advisor at Brol Capital Management, LLC, based in Hampton Cove, AL, with 15 years of industry experience. Lester operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 9 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Account sizes of less than $250,000, for non-401K plans, are accepted on a negotiate fixed fee basis ranging from $500 to $5,000 per annum depending on the complexity of the client's financial situation.
Fee Estimator
Location
Hampton Cove, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lester teaches finance at the University of Alabama - Huntsville, dedicating about 10-20% of his time. He also provides expert witness, consulting, and testimony services related to the securities and commodities industries.
Employment History
Current Registrations
Brol Capital Management, LLC
State Registrations1 state
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