Thomas Walther
Thomas Walther is a registered investment advisor at Eagle Strategies LLC, based in Liberty, MO, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
Liberty, MO
Get directionsHistory
Regulatory History (3)
Judgment / Lien
September 2024Judgment / Lien
December 2021Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Thomas works as an insurance broker, appointed with outside carriers to broker non-registered insurance products, since 2003. This activity is investment-related.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities CorporationBroker
Dst Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.