Emily Knox
Emily Knox is a registered investment advisor at Retirement Plan Advisors, LLC, based in Denver, CO, with 27 years of industry experience. Emily is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Federal Employees, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 10,031 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum fee is 2.25% per year. Program fees, trading, custodial, and account service fees may apply in addition to the advisory fee depending on the selected program.
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Emily is an Investment Advisor Representative with Retirement Plan Advisors, LLC, spending full-time hours in this role, including trading activities. She is also an agent for insurance/benefits/human resources, but dedicates minimal time to this activity.
Employment History
Current Registrations
Retirement Plan Advisors, LLC
Cambridge Investment Research, INC.Broker
Previous Registrations
Nationwide Investment Services CorporationBroker
Nationwide Investment Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
Horace Mann Investors, INC.Broker
Horace Mann Investors, INC.
Icma-Rc Services, LLCBroker
ICMA Retirement Corporation
Truenorth, INC.
Truenorth, INC.Broker
ICMA Retirement CORP
Icma-Rc Services, LLCBroker
Lasalle St Securities, L.L.C.Broker
Aquila Distributors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Oppenheimerfunds Distributor, INC.Broker
Afs Brokerage, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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