Wendy Coppola
Wendy Coppola is a registered investment advisor at Raymond James & Associates, INC., based in New Haven, CT, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
265 Church Street, Suite 401, New Haven, CT, 06510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wendy is a partner in Konolds Pond LLC, an undeveloped piece of real estate, since 2020. She spends minimal time on this business.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Securities America, INC.Broker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
David Lerner Associates, INC.Broker
State Registrations11 states
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