KH
KH

Kathryn Hay

25 Years of Experience
Boston, MA
Broker

Kathryn Hay is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

28 State Street 26th Floor, Boston, MA, 02109

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kathryn works as an employee in sales/marketing for Scout & Cellar, a retail/online store, spending minimal time outside of business hours. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2004 - April 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
May 2000 - August 2003 · 3 yrs 3 mos
State Registrations36 states
ALAZCACOCTDCDEFLGAILINKSMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.