Todd Bauman
Todd Bauman is a registered investment advisor at Bauman Wealth Advisors, based in Las Vegas, NV, with 25 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 495 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bauman Wealth Advisors offers investment management services based on a percentage of your portfolio.
For direct asset management, the annual fee is 2% of your portfolio. This fee may be negotiable based on factors like your relationship with the firm, the type and amount of assets, and anticipated future earnings.
Bauman Wealth Advisors also works with Gradient Investments as a co-advisor. In this arrangement, the total annual fee is 1.50% of your portfolio for strategic, tactical, allocation, and defined outcome portfolios, and 1.00% for preservation portfolios. For client-directed accounts, there is a flat fee of $300 per year. Bauman Wealth Advisors receives a portion of these fees.
Location
10501 W Gowan Rd, Suite #100, Las Vegas, NV, 89129
Get directionsHistory
Regulatory History (3)
Regulatory
April 2021Customer Dispute
July 2018Customer Dispute
October 1999Other Business ActivitiesSells Insurance
Todd is a manager at APA, LLC dba Asset Protection of America, spending about 10-20% of his time there. He is also a loan originator at Anchor Mortgage, dedicating a few hours per week, and an officer/insurance agent at Bauman Financial Group, taking about half of his time.
Employment History
Current Registrations
Bauman Wealth Advisors
Previous Registrations
Applied Investment Technology, INC
Bauman, Todd
Nevwest Securities CorporationBroker
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Camden Securities, INC.Broker
Nevwest Securities CorporationBroker
Securities America, INC.Broker
Delta Equity Services CorporationBroker
Sunamerica Securities, INC.Broker
Rfca Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.