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Thomas Douglas
25 Years of Experience
Little Compton, RI
Thomas Douglas is a registered investment advisor at Vergence Institutional Partners LLC, based in Little Compton, RI, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
One-Time Plan:$25,000 - $150,000
Hourly Rate:$100 - $500/hr
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Location
Little Compton, RI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vergence Institutional Partners LLC
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Voya Financial Partners, LLCBroker
January 2009 - June 2017 · 8 yrs 5 mos
Ing Investment Advisors, LLC
January 2001 - November 2008 · 7 yrs 10 mos
Ing Investment Advisors, LLCBroker
October 2000 - November 2008 · 8 yrs 1 mo
Citistreet Equities LLCBroker
May 2000 - October 2000 · 5 mos
State Street Capital Markets, LLCBroker
September 1998 - May 2000 · 1 yr 8 mos
L.C. Wegard & CO., INC.Broker
June 1995 - July 1995 · 1 mo
State Registrations5 states
KYMAMIRITN
Advisor
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Exams
No exam information available for this advisor.