Mathew Lepak
Mathew Lepak is a registered investment advisor at Flaharty Asset Management, LLC, based in Punta Gorda, FL, with 23 years of industry experience. Mathew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,130 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Flaharty Asset Management charges a percentage of the assets they manage for investment management services, up to a maximum of 2.00% annually. The exact fee is negotiated with each client based on the size, complexity, and nature of their portfolio. Fees are charged quarterly in advance.
Location
122 Nesbit Street, Suite 112, Punta Gorda, FL, 33950
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mathew operates Flaharty Asset Management LLC as a DBA for his LPL business, dedicating full-time hours to it. He also owns Flaharty Insurance LLC, focusing on non-variable insurance, and spends minimal time on Nautilus Wealth Management for tax/investment purposes.
Employment History
Current Registrations
Flaharty Asset Management, LLC
LPL Financial LLCBroker
Previous Registrations
Private Advisor Group, LLC
My Friend in Finance, LLC
Doyle Wealth Management, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Metlife Securities INC.Broker
T. Rowe Price Advisory Services, INC.
T. Rowe Price Investment Services, INC.Broker
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
Gruntal & CO. IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.