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Paul Hayden

17 Years of Experience
West Salem, WI
Broker

Paul Hayden is a registered investment advisor at Ameriprise Financial Services, LLC, based in West Salem, WI, with 17 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

650 Commerce St, West Salem, WI, 54669

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul owns a business and is involved in tax preparation since 1994 and 1993 respectively, dedicating minimal time to the former and about a quarter of his time to the latter. Paul also works for Hayden CPA SC, spending about 10-20% of his time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 9 mos
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
1st Global Advisors INC
December 2009 - October 2016 · 6 yrs 10 mos
1st Global Capital CORP.Broker
December 2009 - October 2016 · 6 yrs 10 mos
Royal Alliance Associates, INC.Broker
October 1995 - January 1997 · 1 yr 3 mos
H.D. Vest Investment Securities, INC.Broker
May 1995 - October 1995 · 5 mos
State Registrations3 states
MNWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.