Kurt Swanson
Kurt Swanson is a registered investment advisor at The Swanson Financial Group, based in San Diego, CA, with 30 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 45 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $750K | 1.00% |
| $750K - $1.0M | 0.90% |
| $1M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Location
San Diego, CA
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2009Customer Dispute
October 2009Criminal
October 1981Criminal
September 1981Criminal
June 1981Criminal
March 1979Other Business ActivitiesSells Insurance
Kurt is an independent insurance agent (life and health licensed) with The Swanson Financial Group, dedicating about 10-20% of his time. He also serves as Vice President of Vista La Hoya Townhomes, a non-investment related activity, spending minimal time on it.
Employment History
Current Registrations
The Swanson Financial Group
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.