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Arthur Veyna

Park Avenue Securities LLC
31 Years of Experience
Costa Mesa, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Arthur Veyna is a registered investment advisor at Park Avenue Securities LLC, based in Costa Mesa, CA, with 31 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

949 S Coast Drive, Suite 220, Costa Mesa, CA, 92626

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur sells group, individual, and Medicare insurance through JWC Insurance Services and receives commissions. He also serves on the investment committee for PSZ Housing Corporation and is chairman of the Lambda Chi Alpha alumni association, dedicating minimal time to each. Arthur also sells insurance other than Guardian.

Employment History
Current Registrations
Park Avenue Securities LLC
December 2022 - Present · 3 yrs 10 mos
Park Avenue Securities LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
MML Investors Services, LLC
June 2021 - December 2022 · 1 yr 6 mos
MML Investors Services, LLCBroker
May 2021 - December 2022 · 1 yr 7 mos
Cooper Mcmanus
December 2018 - March 2021 · 2 yrs 3 mos
Securian Financial Services, INC.
June 2003 - December 2018 · 15 yrs 6 mos
Securian Financial Services, INC.Broker
April 1995 - December 2018 · 23 yrs 8 mos
State Registrations10 states
AZCACOFLNVNYORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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