SR
SR

Stephanie Rathbone

26 Years of Experience
Palm Beach Gardens, FL
Broker

Stephanie Rathbone is a registered investment advisor at Wells Fargo Advisors, based in Palm Beach Gardens, FL, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

3825 Pga Boulevard, Ste 601, Palm Beach Gardens, FL, 33410

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wells Fargo Advisors
October 2021 - Present · 4 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
May 2017 - August 2021 · 4 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2015 - August 2021 · 6 yrs 1 mo
Wells Fargo Advisors, LLC
November 2014 - June 2015 · 7 mos
Wells Fargo Advisors, LLCBroker
June 2009 - June 2015 · 6 yrs
J.P. Morgan Securities INC.Broker
February 1999 - June 2009 · 10 yrs 4 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephanie Rathbone - Financial Advisor | TrueAdvisor