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John Kaine

MML Investors Services, LLC
30 Years of Experience
Newport News, VA
3 DisclosuresBroker
View SEC Summary
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John Kaine is a registered investment advisor at MML Investors Services, LLC, based in Newport News, VA, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

780 Pilot House Dr, Bldg 400 Ste A, Newport News, VA, 23606

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Regulatory
May 1998
Final
Criminal
August 1971
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
April 2000 - March 2017 · 16 yrs 11 mos
Msi Financial Services, INC.Broker
January 1996 - March 2017 · 21 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
January 1996 - July 2007 · 11 yrs 6 mos
State Registrations3 states
FLNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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