David King
David King is a registered investment advisor at Rogers Financial Advisory Group, LLC, based in Greenville, SC, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 151 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rogers Financial Advisory Group manages variable annuity products through programs offered by Osaic Wealth, Inc. Fees for these programs are detailed in the program brochures provided to clients. The specific fees depend on the program selected, such as Advisor Managed Portfolios, Model Portfolios Program, or SMA/UMA Program.
Location
7 Boyce Avenue, Greenville, SC, 29601
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Regulatory History (1)
Judgment / Lien
August 2024Other Business ActivitiesSells Insurance
David is a compliance officer at Rogers Financial Group, dedicating about 10-20% of his time to compliance review. He also sells life, long-term care, and fixed insurance products, and works as a tax preparer for individuals.
Employment History
Current Registrations
Rogers Financial Advisory Group, LLC
Osaic Wealth, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.