Lockwood Sloan
Lockwood Sloan is a CFA-designated registered investment advisor at Shikiar Asset Management INC, based in New York, NY, with 6 years of industry experience. Lockwood operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 141 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees on balances above or below the amounts set forth above are determined on a case-by-case basis. Under certain circumstances, the management fee is negotiable.
Fee Estimator
Location
1350 Avenue of the Americas, Ste. 1608, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2006Employment History
Current Registrations
Shikiar Asset Management INC
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.