TrueAdvisor
TrueAdvisor
CB
CB

Chantal Balcom

LPL Financial LLC
30 Years of Experience
Kirkland, WA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Chantal Balcom is a registered investment advisor at LPL Financial LLC, based in Kirkland, WA, with 30 years of industry experience. Chantal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2270 Carillon Point Road, Kirkland, WA, 98033

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Settled
Customer Dispute
December 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chantal is an agent/corporate officer at Balcom Investment Solutions, LLC, where she earns commissions from insurance sales including fixed annuities, life/health, and LTC since 1992. She also owns a family farm, rental property, is a board member for Breakers Association, and rents conference room space to another advisor, dedicating minimal time to each of these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
September 2022 - July 2025 · 2 yrs 10 mos
Cadaret Grant & CO INC
September 2022 - July 2025 · 2 yrs 10 mos
Royal Alliance Associates, INC.
November 2012 - October 2022 · 9 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 2012 - October 2022 · 9 yrs 11 mos
Veritrust Financial, LLC
August 2007 - November 2012 · 5 yrs 3 mos
Veritrust Financial, LLC
June 2005 - December 2006 · 1 yr 6 mos
Veritrust Financial, LLCBroker
June 2005 - November 2012 · 7 yrs 5 mos
Multi-Financial Securities Corporation
January 2004 - July 2005 · 1 yr 6 mos
Multi-Financial Securities CorporationBroker
January 2004 - July 2005 · 1 yr 6 mos
Vestax Securities Corporation
October 1998 - January 2004 · 5 yrs 3 mos
Vestax Securities CorporationBroker
January 1998 - January 2004 · 6 yrs
Jefferson Pilot Securities CorporationBroker
October 1997 - January 1998 · 3 mos
Jefferson-Pilot Investor Services, INC.Broker
March 1996 - October 1997 · 1 yr 7 mos
Equity Programs CorporationBroker
March 1996 - April 1996 · 1 mo
State Registrations15 states
AZCACOFLIDILMAMTNCNMORTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Kirkland, WA →All financial advisors in Washington →
Chantal Balcom - Financial Advisor | TrueAdvisor