Stephen Rossi is a registered investment advisor, based in Melbourne, FL, with 30 years of industry experience.
Location
1800 W. Hibiscus Blvd, Suite 134- the Oaks, Melbourne, FL, 32901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the President/CEO of Stephen G Rossi Jr. PA, a holding company, and works there a minimal amount of time. He is also an independent contractor for Rossi and Associates, focusing on fixed insurance business, and dedicates a minimal amount of time to this as well. Stephen is also a Registered Representative and Registered General Securities Principal with First Allied Securities, Inc. and an Investment Advisory Representative with First Allied Advisory Services, Inc., dedicating full-time hours to these roles.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Rossi and Associates
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
State Registrations45 states
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