Areas of Practice
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are negotiable depending on individual client circumstances. RSA may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
37 S. River Street, Aurora, IL, 60506
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is associated with Old Second Wealth Management, which is a DBA for his LPL business. He is also a Senior Vice President at Old Second Wealth Management, managing client relationships for trust accounts, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
River Street Advisors, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Geneva Investment Management of Chicago, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Feldman Securities Group LLC
Feldman Securities Group L.L.C.Broker
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
Primevest Financial Services, INC.Broker
Horwitz & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.