PM
PM
Paul Martin
30 Years of Experience
San Jose, CA
2 DisclosuresBroker
Paul Martin is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1091 Lincoln Ave, San Jose, CA, 95125
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004Settled
Customer Dispute
August 2002Denied
Other Business Activities
Paul owns rental property in San Antonio, TX, dedicating minimal time as a landlord. He also owns MPG Investments in Pleasanton, CA, which takes nearly full-time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Wells Fargo Advisors
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2013 - November 2023 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2013 - November 2023 · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1996 - January 2013 · 16 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - January 2013 · 16 yrs 3 mos
Linsco/private Ledger CORP.Broker
June 1995 - October 1996 · 1 yr 4 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.