Bradley Ball
Bradley Ball is a registered investment advisor at Seaport Wealth Management, based in San Diego, CA, with 29 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26 clients with $3.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $1000K | 1.10% |
| $1M+ | 1.00% |
Fees are negotiable for accounts over $1,000,000, not to exceed 1.00%.
Fee Estimator
Location
San Diego, CA
Get directionsHistory
Regulatory History (3)
Criminal
July 2011Customer Dispute
December 2005Customer Dispute
April 2004Other Business Activities
Bradley owns rental property and is a licensed document assistant. He spends minimal time on the rental property and about 10% of his time assisting his elderly father with residential rental properties and helping individuals with various documents.
Employment History
Current Registrations
Seaport Wealth Management
Previous Registrations
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.