Daniel Oconnor is a registered investment advisor at LPL Financial LLC, based in Mequon, WI, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1045 W Glen Oaks Ln Ste 105, Mequon, WI, 53092-3376
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel operates under the DBA O'Connor Wealth Management since 2008. He is also a notary public for the state of Wisconsin since 2011.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
B. C. Ziegler and CompanyBroker
State Registrations34 states
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