Sandi Chui
Sandi Chui is a registered investment advisor at Kovack Advisors, INC., based in Flower Mound, TX, with 26 years of industry experience. Sandi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
Flower Mound, TX
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2013Criminal
March 1991Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.
Kovack Securities INC.Broker
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Citigroup Global Markets INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.