JM
JM
Josh Miles
29 Years of Experience
Lopez Island, WA
Broker
Josh Miles is a registered investment advisor at Raymond James & Associates, INC., based in Lopez Island, WA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Lopez Island, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
August 2016 - Present · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2016 - Present · 9 yrs 9 mos
Raymond James & Associates, INC.
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
January 1999 - June 2009 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - January 1999 · 1 yr 8 mos
Smith Barney INC.Broker
August 1996 - May 1997 · 9 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.