Andrea Spieth is a registered investment advisor at Professional Planning Group, based in Westerly, RI, with 27 years of industry experience. Andrea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,296 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.50% |
| $15.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
A portion of the asset-based advisory fee is paid to RJFS and RJA for administrative services. Asset-based advisory fees and account minimums may be negotiable depending on the client’s unique situation.
Fee Estimator
Location
9 Granite Street, Westerly, RI, 02891
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrea is a Registered Rep/Client Service Associate for New England Professional Planning Group, an independent RIA, dedicating about half of her time to this role. She also works as an associate/employee for Professional Planning Group, a support company, spending about 10-20% of her time on trading and client service.
Employment History
Current Registrations
Professional Planning Group
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Smith Barney INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.