Douglas Bermudez
Douglas Bermudez is a registered investment advisor at Wellth Advisory Services, LLC, based in Palos Verdes, CA, with 28 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,887 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable on a client-by-client basis. Rates reflect maximum annual fees; specific program fees (such as LPL advisory programs) and third-party manager fees may apply separately.
Fee Estimator
Location
500 Silver Spur Road Suite 121, Palos Verdes, CA, 90275
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Douglas is involved in several business activities, including serving as a DBA for LPL business, tax/investment entities, student loan repayment program sales, healthcare consulting, and providing investment advisory services through WELLth Advisory Services, LLC, which takes nearly full-time. Douglas is also an independent insurance agent.
Employment History
Current Registrations
Wellth Advisory Services, LLC
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Insurance Services Investment Advisors, INC.
Wells Fargo Insurance Services Investment Advisors, INC.Broker
Wells Fargo Insurance Services Investment Advisors, INC.Broker
MML Investors Services, INC.Broker
New England SecuritiesBroker
Aetna Investment Services, INC.Broker
One Orchard Equities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.