James Jones
James Jones is a registered investment advisor at Washington Securities Corporation, based in Reston, VA, with 57 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Washington Securities Corporation (WSC) offers investment management through RBC programs. The maximum annual fee for all RBC Programs is 3.00% based on a percentage of assets and paid quarterly in advance. The overall fee schedule is negotiable above the RBC baseline program fee. The total fees are billed to the client, paid to RBC, and then a portion of the fee is remitted to WSC. RBC maintains a portion of the fee as compensation for its programs. RBC Consulting Solutions and RBC UP are both "wrap" programs, which means the fee is inclusive of all transaction fees. RBC Advisor is not considered a wrap program, as it imposes an annual trade allotment with “over the allotment” ticket charges.
Location
Reston, VA
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Regulatory History (1)
Customer Dispute
March 2018Employment History
Current Registrations
Washington Securities CorporationBroker
Washington Securities Corporation
Washington Securities Corporation
Previous Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Lehman Brothers INC.Broker
Laidlaw, Martin & Moysey, INC.Broker
Bellamah, Neuhauser & Barrett, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.