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Richard Holden

Raymond James Financial Services Advisors, INC
31 Years of Experience
Newport News, VA
1 DisclosureBroker
View SEC Summary
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Richard Holden is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newport News, VA, with 31 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

751 Thimble Shoals Blvd., Suite L, Newport News, VA, 23606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is a finance/investment committee member for a non-profit, dedicating minimal time to managing endowment monies since 1997. He is also the owner and president of Holden Global Financial Consulting, a support company, spending a few hours per week on this activity since 2013.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2009 - Present · 17 yrs 3 mos
Raymond James Financial Services, INC.Broker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
January 1998 - February 2006 · 8 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
June 1995 - February 2006 · 10 yrs 8 mos
State Registrations33 states
AKALAZCACOCTDEFLGAHIILINKYMAMDMIMNMSNCNJNVNYOHOKPARISCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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