Veronica Lopez-Lopez is a registered investment advisor, based in Miami, FL, with 31 years of industry experience. Veronica is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
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Regulatory History (2)
Customer Dispute
October 2016Customer Dispute
July 2016Other Business Activities
Veronica is a partner in Inversiones Velica, a real estate business, dedicating minimal time. She is also a board member of Orchestra of the Americas, a philanthropic organization, and a trustee for Constantin Gorges Inc, a fiduciary; she dedicates minimal time to each of these roles. Veronica is also affiliated with Insigneo Advisory Services LLC.
Employment History
Current Registrations
Insigneo Securities, LLCBroker
Insigneo Advisory Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
UBS International INC.
UBS International INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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