Asoka Weeraratne is a registered investment advisor at Uta LLC, based in Vancouver, WA, with 30 years of industry experience. Asoka operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 103 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Uptown Advisors charges an annual fee for managing your investments. This fee varies between 1.00% and 2.00% of the value of your portfolio, depending on the amount you invest and your specific needs. Fees may be negotiable. There is a household balance minimum of $25,000, but exceptions may be made.
Location
2800 Main Street, Vancouver, WA, 98663
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Asoka owns rental properties through Bear Cap LLC (since 2020) and directly (since 2021), spending minimal time on each. Asoka is also the CEO of Kelly International, a clothing manufacturing and retail company, dedicating a few hours per week.
Employment History
Current Registrations
Uta LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
First Interstate Investments,inc.Broker
Essex National Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.