Shane Zaruba is a registered investment advisor, based in Sayner, WI, with 28 years of industry experience.
Location
2988 Plum Lake Drive, Sayner, WI, 54560
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shane is the Board President of Sayner Community Church, dedicating a few hours per week to its operations and fundraising. This activity is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Harbour Investments, INC.Broker
January 2005 - January 2005 · 0 mos
Avantax Advisory Services
March 2004 - September 2025 · 21 yrs 6 mos
Avantax Investment Services, INC.Broker
February 1998 - September 2025 · 27 yrs 7 mos
State Registrations6 states
AZFLMNNCTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.