Kevin Thompson
Kevin Thompson is a registered investment advisor at Kestra Advisory Services, LLC, based in Sarasota, FL, with 25 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
1990 Main St Ste 750, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Kevin is the owner of Financial Partners, where he provides investment, retirement planning, consulting, insurance, and investment advisory services through Kestra Investment Services, LLC and Kestra Advisory Services, LLC, dedicating nearly all of his time to this. He is also a loan officer at American Financial Network Inc, spending minimal time on loan origination, and an Investment Advisor Representative at Kestra Advisory Services, LLC.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Qa3 Financial CORP.Broker
Wealth Advisors, INC.
National Planning CorporationBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Dean Witter Reynolds INC.Broker
Olde Discount CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.