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Jo Schmeltzer

LPL Enterprise, LLC
29 Years of Experience
San Jose, CA
2 DisclosuresBroker
View SEC Summary
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Jo Schmeltzer is a registered investment advisor at LPL Enterprise, LLC, based in San Jose, CA, with 29 years of industry experience. Jo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1731 Technology Dr, Suite 600, San Jose, CA, 95110

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Denied
Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jo is a realtor or referral agent with BRG Realty since 2022. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
June 2023 - November 2024 · 1 yr 5 mos
Pruco Securities, LLC.Broker
June 2023 - November 2024 · 1 yr 5 mos
Cetera Investment Services LLCBroker
December 2022 - March 2023 · 3 mos
Cetera Investment Advisers LLC
December 2022 - March 2023 · 3 mos
Planmember Securities CorporationBroker
July 2021 - December 2022 · 1 yr 5 mos
Planmember Securities Corporation
July 2021 - December 2022 · 1 yr 5 mos
E*trade Securities LLCBroker
July 2019 - December 2019 · 5 mos
E*trade Capital Management, LLC
July 2019 - December 2019 · 5 mos
Securities America, INC.Broker
December 2016 - July 2019 · 2 yrs 7 mos
Cue Financial Group, INC.
May 2013 - December 2017 · 4 yrs 7 mos
Foothill Securities, INC.Broker
May 2011 - December 2016 · 5 yrs 7 mos
Woodbury Financial Services, INC.
October 2010 - May 2011 · 7 mos
Woodbury Financial Services, INC.Broker
October 2010 - May 2011 · 7 mos
Cuso Financial Services, L.P.
May 2006 - September 2010 · 4 yrs 4 mos
Cuso Financial Services, L.P.Broker
September 2002 - September 2010 · 8 yrs
Bancwest Investment Services, INC.Broker
September 1999 - August 2002 · 2 yrs 11 mos
Fiserv Investor Services, INC.Broker
April 1998 - September 1999 · 1 yr 5 mos
Corelink Financial, INC.Broker
December 1997 - May 1998 · 5 mos
Capital Brokerage CorporationBroker
June 1997 - December 1997 · 6 mos
Asb Financial ServicesBroker
January 1997 - May 1997 · 4 mos
Charles Schwab & CO., INC.Broker
March 1996 - January 1997 · 10 mos
Dean Witter Reynolds INC.Broker
May 1995 - February 1996 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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