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David Fields
25 Years of Experience
Bentonville, AR
3 DisclosuresBrokerSells Insurance
David Fields is a registered investment advisor, based in Bentonville, AR, with 25 years of industry experience.
Location
1202 NE Mcclain Rd, Bldg 7-Ste 143, Bentonville, AR, 72712
Get directionsHistory
Regulatory History (3)
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Customer Dispute
May 2008Settled
Customer Dispute
January 2006Closed-No Action
Customer Dispute
May 2005Settled
Other Business ActivitiesSells Insurance
David is a sole proprietor involved in wholesaling, marketing, and selling fixed annuities and life insurance since 2009. He is also a Regional Marketing Director at Financial Marketing Group, providing marketing support for fixed and variable annuity sales.
Employment History
Current Registrations
Fmg Distributors, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Fmg Distributors, INC.
April 2018 - Present · 8 yrs 1 mo
D.L. Fields Advisory Group, LLC
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Money Concepts Advisory Service
July 2014 - December 2016 · 2 yrs 5 mos
Money Concepts Capital CORPBroker
July 2014 - December 2016 · 2 yrs 5 mos
Tlg Advisors, INC.
December 2012 - July 2014 · 1 yr 7 mos
The Leaders Group, INC.Broker
November 2012 - July 2014 · 1 yr 8 mos
Fmg Distributors, INC.Broker
March 2012 - November 2012 · 8 mos
D.L. Fields Advisory Group
December 2009 - November 2012 · 2 yrs 11 mos
Essex National Securities, INC.
March 2008 - March 2008 · 0 mos
Essex National Securities, INC.Broker
March 2008 - March 2008 · 0 mos
Ifmg Securities, INC.Broker
May 2007 - March 2008 · 10 mos
Ifmg Securities, INC.
May 2007 - March 2008 · 10 mos
Natcity Investments, INC.
February 2007 - April 2007 · 2 mos
Natcity Investments, INC.Broker
February 2007 - April 2007 · 2 mos
Woodbury Financial Services, INC.
August 2006 - February 2007 · 6 mos
Woodbury Financial Services, INC.Broker
April 2006 - February 2007 · 10 mos
Chase Investment Services CORP.
July 2005 - November 2005 · 4 mos
Chase Investment Services CORP.Broker
July 2005 - November 2005 · 4 mos
Banc One Securities Corporation
June 2005 - July 2005 · 1 mo
Banc One Securities CorporationBroker
April 2004 - July 2005 · 1 yr 3 mos
Pmg Securities CorporationBroker
April 2003 - October 2003 · 6 mos
Intersecurities, INC.Broker
September 2002 - April 2003 · 7 mos
Linsco/private Ledger CORP.Broker
August 2001 - March 2002 · 7 mos
Birchtree Financial Services, INC.Broker
April 1999 - November 2000 · 1 yr 7 mos
Fmg Distributors, INC.Broker
July 1997 - April 1999 · 1 yr 9 mos
Pmg Securities CorporationBroker
November 1995 - March 1997 · 1 yr 4 mos
State Registrations4 states
ARGAINTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.