Joseph Maltese
Joseph Maltese is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Jacksonville, FL, with 30 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3112 St. Johns Bluff Road South, Jacksonville, FL, 32246-3712
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the S.A.L Commander for The American Legion, dedicating about 10-20% of his time to training young men and organizing veteran events. He also works as an insurance broker through Della Porta Agency, LLC and DP Brokerage, Inc., spending about half his time on the former and a few hours per week on the latter, and is an advisor for Allegiance Financial Advisors, Inc., spending about half his time on this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Allegiance Financial Advisors, INC.
Previous Registrations
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.