EP
EP

Ellen Police

10 Years of Experience
Gaithersburg, MD
Broker

Ellen Police is a registered investment advisor at Wells Fargo Advisors, based in Gaithersburg, MD, with 10 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

9801 Washingtonian Blvd 330, [Satellite], Gaithersburg, MD, 20878

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2025 - Present · 1 yr 1 mo
Wells Fargo Advisors
April 2025 - Present · 1 yr 1 mo
Previous Registrations
RBC Capital Markets, LLC
July 2023 - January 2024 · 6 mos
RBC Capital Markets, LLCBroker
July 2023 - January 2024 · 6 mos
Morgan StanleyBroker
August 2022 - June 2023 · 10 mos
Morgan Stanley
August 2022 - June 2023 · 10 mos
Wells Fargo Clearing Services, LLC
October 2016 - July 2022 · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - July 2022 · 6 yrs 4 mos
Raymond James & Associates, INC.Broker
June 1997 - November 1998 · 1 yr 5 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.