John Ward is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3400 W. Lawrence Avenue, Chicago, IL, 60625
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Regulatory History (1)
Customer Dispute
March 2008Other Business Activities
John operates his LPL business under the DBA Wintrust Investments. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Wintrust Investments
Wintrust Investments LLCBroker
Northern Trust Securities, INC
Vision Investment Services, INC.Broker
Northern Trust Securities, INC.Broker
J.P. Morgan Securities INC.Broker
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Banc One Securities CorporationBroker
Jpmorgan Securities INC
Banc One Investment Advisors CORP
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.