BB
BB
Brian Bishop is a registered investment advisor at Cetera Investment Advisers LLC, based in Enfield, CT, with 29 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Enfield, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2013 - June 2023 · 9 yrs 6 mos
Metlife Securities INC.Broker
July 2010 - September 2013 · 3 yrs 2 mos
New England SecuritiesBroker
July 2010 - September 2013 · 3 yrs 2 mos
Tower Square Securities, INC.Broker
December 2007 - September 2013 · 5 yrs 9 mos
Walnut Street Securities, INC.Broker
December 2007 - September 2013 · 5 yrs 9 mos
Ing Financial Advisers, LLCBroker
January 2001 - December 2007 · 6 yrs 11 mos
Citicorp Investment ServicesBroker
February 1999 - November 2000 · 1 yr 9 mos
Cigna Financial Services, INC.Broker
July 1996 - January 1999 · 2 yrs 6 mos
State Registrations10 states
COCTMANCOHORPATNTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.