BJ
BJ

Brian Johnson

30 Years of Experience
Sioux City, IA
BrokerSells Insurance

Brian Johnson is a registered investment advisor at Cetera Investment Advisers LLC, based in Sioux City, IA, with 30 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

601 Pierce Street, Sioux City, IA, 51101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Brian sells fixed insurance products through Western Southern, Central Financial Group, and The Achievement Group. He also refers business to the trust/wealth management area of a bank and is compensated for these referrals. Brian is also an alumni representative on the board of directors for Morningside College, dedicating a few hours per week, and owns farmland that he rents out.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
October 2009 - January 2014 · 4 yrs 3 mos
LPL Financial CorporationBroker
April 2008 - October 2009 · 1 yr 6 mos
Financial Network Investment CorporationBroker
March 2003 - April 2008 · 5 yrs 1 mo
Locust Street Securities, INC.Broker
November 1995 - March 2003 · 7 yrs 4 mos
Allied Group Merchant Banking CorporationBroker
June 1995 - November 1995 · 5 mos
State Registrations21 states
ARAZCACOFLIAILKSMAMDMNMONCNENVORSCSDTXWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.