Joseph Gilligan is a registered investment advisor at Arq Wealth Advisors, LLC, based in Scottsdale, AZ, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 605 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Fees are negotiable. Wealth Builder service is subject to a $2,500 minimum annual fee.
Fee Estimator
Location
14500 N. Northsight Blvd, Ste, 200, Scottsdale, AZ, 85260
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph holds an ownership interest in Blue Hawaii LLC, formed to hold a rental property, and participates in its management. He spends minimal time on this activity.
Employment History
Current Registrations
Arq Wealth Advisors, LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Banc One Securities CorporationBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Vanguard Marketing CorporationBroker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- William Lee, CFA, CFPArq Wealth Advisors, LLC