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Ross Eng
30 Years of Experience
Lake Oswego, OR
2 DisclosuresBroker
Ross Eng is a registered investment advisor at Raymond James & Associates, INC., based in Lake Oswego, OR, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5300 Meadows Road, Suite 250, Lake Oswego, OR, 97035-5294
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2016Settled
Customer Dispute
November 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2017 - Present · 8 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2008 - June 2017 · 9 yrs 1 mo
Wells Fargo Clearing Services, LLC
May 2008 - June 2017 · 9 yrs 1 mo
Key Investment Services LLCBroker
January 2006 - May 2008 · 2 yrs 4 mos
Key Investment Services LLC
January 2006 - May 2008 · 2 yrs 4 mos
Mcdonald Investments INC.
October 1999 - December 2005 · 6 yrs 2 mos
Mcdonald Investments INC.Broker
May 1999 - December 2005 · 6 yrs 7 mos
Key Investments INC.Broker
April 1997 - May 1999 · 2 yrs 1 mo
Cowles, Sabol & Company, IncorporatedBroker
May 1996 - May 1997 · 1 yr
First Interstate Investments,inc.Broker
August 1995 - June 1996 · 10 mos
Essex National Securities, INC.Broker
July 1995 - November 1995 · 4 mos
State Registrations18 states
AKAZCACOGAIDNCNJNVNYOHORPATXUTVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.