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Michael Joseph Norton
Spirit of America Management CORP
29 Years of Experience
9 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Spirit of America Management CORP
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
43 clients
Average Client Portfolio
$13.6M average
Assets Under Management
$584.8M
Fee Structure
Minimum Investment:
$25K
Financial Planning:
Investment management only
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Location
477 Jericho Turnpike, Syosset, NY, 11791-9006
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History
Regulatory History (9)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
March 2024
Settled
Customer Dispute
September 2021
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
August 2018
Denied
Customer Dispute
January 2018
Settled
Customer Dispute
May 2016
Settled
Customer Dispute
October 2013
Closed-No Action
Customer Dispute
May 2013
Closed-No Action
Customer Dispute
November 2012
Withdrawn
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Spirit of America Management CORP
October 2022 - Present · 3 yrs 4 mos
David Lerner Associates, INC.
Broker
June 1998 - Present · 27 yrs 8 mos
Previous Registrations
Meyers Pollock Robbins, INC.
Broker
February 1997 - May 1997 · 3 mos
Marlowe & Company
Broker
May 1995 - March 1997 · 1 yr 10 mos
State Registrations
29 states
AZ
CA
CO
CT
DC
DE
FL
GA
IA
IN
MA
MD
MO
MS
NC
NH
NJ
NM
NV
NY
OH
OK
PA
RI
SC
TX
VA
VT
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.