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John Crowley

30 Years of Experience
Ooltewah, TN
BrokerSells Insurance

John Crowley is a registered investment advisor at Cetera Investment Advisers LLC, based in Ooltewah, TN, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Ooltewah, TN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John sells life, health, disability, annuities, and long-term care insurance products with various companies. This activity is investment-related and takes a varying amount of time each week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2018 - June 2023 · 4 yrs 6 mos
Tfs Advisory Services
January 2011 - December 2018 · 7 yrs 11 mos
Tfs Securities, INC.Broker
January 2011 - December 2018 · 7 yrs 11 mos
Tower Square Securities, INC.Broker
September 2007 - December 2010 · 3 yrs 3 mos
Allstate Financial Services, LLCBroker
July 2003 - September 2007 · 4 yrs 2 mos
Sii Investments, INC.Broker
May 2002 - September 2003 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - April 2002 · 3 yrs 10 mos
Cigna Financial Advisors,inc.Broker
September 1995 - June 1998 · 2 yrs 9 mos
State Registrations3 states
NJPATN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Crowley - Financial Advisor | TrueAdvisor