Mark Pottle is a registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
200 Crescent Court, 18th floor, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2015 - Present · 10 yrs 11 mos
Neuberger Berman Bd LLC
May 2015 - Present · 11 yrs
Neuberger Berman Bd LLCBroker
May 2015 - Present · 11 yrs
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
November 2011 - April 2015 · 3 yrs 5 mos
Amerivest Investment Management, LLC
May 2011 - November 2011 · 6 mos
TD Ameritrade, INC.
May 2011 - November 2011 · 6 mos
TD Ameritrade, INC.Broker
April 2011 - November 2011 · 7 mos
Fidelity Brokerage Services LLCBroker
January 2008 - September 2010 · 2 yrs 8 mos
Fidelity Investments Institutional Services Company, INC.Broker
January 2003 - January 2008 · 5 yrs
Fidelity Investments Institutional Services Company, INC.Broker
May 1999 - October 2002 · 3 yrs 5 mos
Fidelity Brokerage Services, INC.Broker
November 1995 - May 1999 · 3 yrs 6 mos
L.C. Wegard & CO., INC.Broker
August 1995 - August 1995 · 0 mos
State Registrations12 states
AZCACOHIKSMONMNVNYOKTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.