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Simon Heslop

Allworth Financial, L.P.
17 Years of Experience
Waltham, MA
Sells Insurance
View SEC Summary
View SEC Summary

Simon Heslop is a CFA-designated registered investment advisor at Allworth Financial, L.P., based in Waltham, MA, with 17 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 29,297 clients with $34B in assets under management.

Allworth Financial, L.P.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
315 advisors
Number of Clients
29,297 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$33.6B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum fee is 2.00% per year, subject to a $2,500 annual minimum fee. Fees are negotiable and can vary based on specific client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

800 South St, Suite 350, Waltham, MA, 02453

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Simon is an independent insurance agent and a dually-registered investment advisor representative/registered representative. He also owns or co-owns several private entities including a laundromat, a leisure asset holding company, and the operating company for his securities and insurance business.

Employment History
Current Registrations
Allworth Financial, L.P.
December 2025 - Present · 10 mos
Previous Registrations
Fsa Wealth Management, LLC
August 2017 - December 2025 · 8 yrs 4 mos
Commonwealth Financial NetworkBroker
August 2014 - September 2017 · 3 yrs 1 mo
Commonwealth Financial Network
April 2011 - August 2019 · 8 yrs 4 mos
Greystone Financial Advisors
October 2002 - December 2004 · 2 yrs 2 mos
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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