Jonathan Rogers
Jonathan Rogers is a registered investment advisor at Cetera Investment Advisers LLC, based in Scituate, MA, with 30 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Scituate, MA
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
May 2001Other Business ActivitiesSells Insurance
Jonathan sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He is also the owner/president of Abbey Capital Financial Management, spending about a quarter of his time on fixed insurance and financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Abbey Capital LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Mutual Service CorporationBroker
Salomon Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.