JG
JG

James Garner

30 Years of Experience
Hagerstown, MD
BrokerSells Insurance

James Garner is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hagerstown, MD, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

140 Paul Smith Boulevard, Hagerstown, MD, 21740

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is a broker, agent, associate/employee, and owner of ARK Financial Advisors, selling LTC and other fixed insurance. He also owns ARK Financial Advisors, LLC (support company), Garner Realty, LLC (rental real estate), and Lake Haven, LLC, dedicating minimal time to the latter three.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2016 - Present · 10 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2016 - Present · 10 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2016 - April 2016 · 1 mo
Edward Jones
September 2008 - March 2016 · 7 yrs 6 mos
Edward JonesBroker
July 1995 - March 2016 · 20 yrs 8 mos
State Registrations26 states
ALARAZCADEFLGAINMDMEMIMNMOMSNCNJNVNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.