NR
CFP
NR
CFP

Nicole Ryan

29 Years of Experience
Pasadena, CA
BrokerSells Insurance

Nicole Ryan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 29 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

301 E Colorado Blvd., Ste 400, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicole is a representative selling fixed insurance, including life and long-term care. She also works as a financial professional for Grace Wealth Management, dedicating a full-time amount of time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
December 1997 - Present · 28 yrs 5 mos
Cetera Wealth Services, LLCBroker
December 1997 - Present · 28 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
June 1998 - June 2023 · 25 yrs
Dean Witter Reynolds INC.Broker
January 1997 - October 1997 · 9 mos
Pruco Securities CorporationBroker
September 1995 - March 1996 · 6 mos
State Registrations16 states
ARAZCACOFLHIIDILMDNCNMNVNYOKORTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Ryan - Financial Advisor | TrueAdvisor